, defrauded and embezzled the company’s money by falsifying purchasing documents of non-existent cars to deceive the company into paying the money to himself and other persons for those cars, thereby causing

shareholders? meeting. TSF later filed those reviewed financial statements (reissue) which reviewed by an auditor who appointed by the shareholders? meeting on August 11, 2017. There for TSF failure to prepare

share price including matching orders among those accounts. The actions resulted in increase in the UNIQ closing price and average daily trading volume. These were done in concealment to mislead and

securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through

statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement

concerning the value of securities or the suitability of investing in those securities and managing funds of a person or group of persons to acquire benefit from securities in consideration of a fee or other

Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the

debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S former Chief Executive Officer. Therefore

. During February 2019, Mr. Anurak placed purchasing and selling orders of BTC BCH ETH and XRP to match with each other which misled other persons regarding the purchase volume or sale volume of those