UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, there is not documentary evidence of the fund manager’s
markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it
million baht to ESES. Later the contract was terminated but there was no construction and installation. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
, received a refund from its vendor under the Land sale contract in the amount of 30 million baht. However, there is no evidence showing that Mr. Chirasak or Ms. Chirawin returned the money to WORLD in any way
purchase or sell MILL shares, which led to a trading condition of MILL shares was not consistent with the normal market conditions. In addition, there were other 5 individuals, namely: Miss Pornwadee