Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of...
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 05/11/2004 - 15/11/2004
TALIS ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 16/11/2017 - 23/11/2017
SCB ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 01/01/2004 - 15/10/2004
SCB ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 05/10/2004 - 15/10/2004
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 06/06/2007 - 20/06/2007
Facebook Page ชื่อ Stock Exchange Fund : Unlicensed securities and derivatives business (Disclosure Date : 16/02/2024)
Facebook Page ชื่อ Thai Stock Fund : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
ONE ASSET MANAGEMENT LIMITED|Retirement Mutual Fund : RMF | Offering Date : 03/12/2001 - 10/12/2001
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 21/04/2020 - 28/04/2020