where the claimant does not make correction or addition within such period of time, it shall be deemed that the claimant no longer intends to proceed the arbitral process and the Office shall terminate
or right of a person arising from derivatives trading. “close out a derivatives position” means to discharge an obligation or terminate rights under derivatives an equal and opposite trade which
this Notification shall lapse in the following cases: (1) expiration of the participation period of the regulatory sandbox under Clause 4(4) unless an approval is granted by the SEC Office to terminate
this Notification shall lapse in the following cases: (1) expiration of the participation period of the regulatory sandbox under Clause 3(4) unless an approval is granted by the SEC Office to terminate
within one year, unless such condition has been waived by the SEC Office; 2. the financial lease contract which a derivatives broker , as lessee, is entitled to prematurely terminate without the condition
maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company , as lessee, would be able to terminate the contract before the
the following cases: (1) expiration of the participation period of the regulatory sandbox under Paragraph 1(4) of Clause 3 unless an approval is granted by the SEC Office to terminate the operation
registered person seeks to terminate its fund supervisor business shall inform the Office before the date of such termination and shall proceed as specified in the third paragraph of Clause 8. Clause 10. This
In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is a part of financial conglomerate which has share holding structure, examination of
with the court for the appointment of the new trustee. If the new trustee cannot be appointed by the court, the court shall terminate the trust and appoint any person to manage the trust property in