Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of m...
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
AIA INVESTMENT MANAGEMENT (THAILAND) LIMITED|Cross Investing Fund | Offering Date : 04/08/2020 - 11/08/2020
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 24/02/1997 - 26/02/1997
Bangkok, November 10, 2015 ? SEC promotes another long-term savings channel for exiting employees by allowing them to transfer the total benefits in the provident funds (PVD) to retirement mutual
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 14/11/2005 - 28/11/2005
TISCO ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 10/05/2005 - 20/05/2005
SCB ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 03/10/2005 - 10/10/2005