Office of the Securities and Exchange Commission, for the convenience of those not familiar with the written Thai language. Every effort has been made to convey the meaning and effect of each provision of
OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, FOR THE CONVENIENCE OF THOSE NOT FAMILIAR WITH THE WRITTEN THAI LANGUAGE. EVERY EFFORT HAS BEEN MADE TO CONVEY THE MEANING AND EFFECT OF EACH PROVISION OF
company, such person shall be liable to imprisonment for a term not exceeding six months or a fine not exceeding two hundred thousand baht, or both. In cases where any securities company commits an offence
รดำเนินกำรต่ำง ๆ เพือควำมง่ำยในกำรประกอบธุรกิจ (Ease of Doing Business) อำนวยควำมสะดวก ลดระยะเวลำ ลดภำระให้แก่ประชำชนและภำคตลำดทุน รวมทงัยกระดับให้ กระบวนกำรต่ำง ๆ มีควำมโปร่งใสมำกขึน ซึงเป็น
which is a duty required to be performed by a director, manager or any person responsible for the operation of such juristic person, such person shall be liable to imprisonment for a term not exceeding
imprisonment for a term not exceeding one year or a fine not exceeding three hundred thousand baht, or both. Section 36. Any person who fails to comply with Section 27 shall be liable to imprisonment for a term
be liable to imprisonment for a term not exceeding one year or a fine not exceeding three hundred thousand baht, or both. Section 36. Any person who fails to comply with Section 27 shall be liable to
approval under Section 54 shall be liable to imprisonment for a term not exceeding ten years or a fine not exceeding one million baht or both and a further fine not exceeding ten thousand baht for every day
SECTION 77 Any person undertaking business in a manner similar to trust business without obtaining approval under Section 54 shall be liable to imprisonment for a term not exceeding ten years or a fine not
case may be. SECTION 10. The Chairman and each commission member appointed in accordance with Section 8 shall hold office for a term of four years and may be re-appointed but shall not hold office for