Commission No. KorJor. 17/2551 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing
: Determination of Additional Type of Securities The Notification of the Capital Market Supervisory Board No. TorJor. 33/2551 Re: Application and Approval for Offering of Newly Issued Underlying Shares for
Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities, dated December 15, 2008 (B.E. 2551), the
being major shareholder of securities company. Clause 9 Where it is evident that any securities company has major shareholder not approved either by disqualified characters in accordance with Clause 4
of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange The Notification of the Securities and Exchange
or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in
The Notification of the Securities and Exchange Commission No. KorMor. 15/2555 Re: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization
. 4/2558 Re: Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No.3) The Notification of the Securities and Exchange Commission No. KorRor. 5/2558 Re: Work