, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or
further fine of 200 Baht each day during which the contravention continued (177 days), totaling a fine of 55,400 Baht. In conclusion, The Court sentenced the accused to pay a total fine of 110,200 Baht
Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"
Baht. In conclusion, The Court sentenced the accused to pay a total fine of 110,200 Baht. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of 55,100 Baht
the Stock Exchange of Thailand ("SET") and the SEC Office no later than the date of submission such annual report to shareholders but the submission shall not exceed 4 months from the end of
) through another person’s securities trading account. The buying was based on material non-public information concerning ESTAR’s net profit at the end of year 2013. The net profit was Baht 148.04 million
Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge was considered as a material fact negatively affecting the price of IFEC securities. He took advantage of other investors by
price of TASCO’s share which was the fact that TASCO would wind down its crude oil procurement of Venezuela by the end of November 2020, as a result, the company’s asphalt refinery in Kemaman, Malaysia
Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge considered as a material fact that negatively affects the price of IFEC securities. He took advantage of other investors by