Commission No. SorJor. 44/2561 Re: A list of Crypto Currency specified by the SEC dated September 11, 2018 (Effective date of October 1, 2018) Related Forms Application for a permission for a public
Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent Audit Inspection Activities Report 1 October 2010 - 31 December 2011 The results of a study of
force on 17th September 2544. Given on the date of 17th September B.E. 2544 Somkid Jatusripitak Finance Minister __________________________ This English version is prepared by Legal Department
with the international standard. Later in September, the SEC became a member of IFIAR. The SEC participation in the Forum will contribute to the international recognition in supervision on auditors in
shall come into force on the following date of its publication in the Government Gazette. Given on the date of 18th September B.E. 2543 Tarrin Nimmanhaminda Finance Minister
of October 2020) Related Rules and Regulations Inbound Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered Funds between Hong Kong
of October 2020) Related Rules and Regulations Inbound Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered Funds between Hong Kong
. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October