) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
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shareholders' meeting contain? A: The minutes should contain a complete record of significant issues discussed at the meeting, including the voting method, the voting results of each matter (with details of
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shareholders' meeting, the board of directors and the Audit Committee must clarify beyond such statement as “it is deemed appropriate to seek an approval from the shareholders' meeting." Q: What is the method
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