and Singapore, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of plain debt securities under a debt issuance
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
offered to retail investors in other home jurisdictions of ASEAN members. Also, the scheme must conform to the common standards on Standards of Qualifying CIS in terms of the qualifications of CIS operator
the collaboration with other agencies in criminal proceedings. The momentum of private sector synergy throughout 2006 was commendable. Cooperation among market participants in the form of industry
in raising funds for both public and private sectors, thanks in large part to the cooperation among the SEC, capital market organizations and listed firms in underlining the importance and
advisers under the “ACMF Pass” initiative launched in 2018, allowing ASEAN investors greater access to professional services.A revised MoU on the Streamlined Review Framework for ASEAN Common
. BOT.ForNorSor. (23)c.276/2561 Re: Request for Cooperation from Financial Institutions to Refrain from Making or Being Involved with Cryptocurrency Transactions, dated February 12, 2018. The Bank of Thailand and
Thai capital market today results from the cooperation and support of all market participants including staff of the SEC. In this connection, on behalf of SEC commissioners, I would like to express my
2012, the SEC continuously promoted legal development and focused on long-term cooperation by working closely with relevant agencies including the Department of Special Investigation and the Office of
access to professional services. A revised MoU on the Streamlined Review Framework for ASEAN Common Prospectus was also signed by Malaysia, Singapore and Thailand to cover issuances of plain debt