of all considerations and justification where firm chooses to safeguards against rather than eliminate a threat; ·    prohibit audit team members from making or assuming responsibility for management

, for example: - The identity and business reputation of the client’s principal owners, key management, and those charged with its governance. - The nature of the client’s operations, including its

turnover in busy season? 4 How does the firm address concerns regarding the competence and capabilities of engagement team members, including ensuring they have sufficient time to perform their

communicates to the engagement team? 4 Does the firm have a disclosure checklist for the audit of a listed Company? If yes, please attach a disclosure checklist If no, describe how the firm ensures financial

Questionnaire No. Particulars Reference /Guidance Notes Description Risk Assessment Process for Governance and Leadership element A1 What are the quality risks in Governance and Leadership element

confidence in service quality? (e.g. firm's SOQM, firm's strategy and governance & leadership, transparency report, firm inspection results, non-compliance with law and regulation and responses to emerging

วัดผล Maturity Level 1 (M1) Maturity Level 2 (M2) Maturity Level 3 (M3) Maturity Level 4 (M4) Maturity Level 5 (M5) หมวดที่ 1 การกำกับดูแลและบริหารจัดการด้าน IT (Information Technology Governance) M1 M2

จัดการด้าน IT (Information Technology Governance) M1 M2 M3 M4 M5 ส่วนที่ 1 บทบาทหน้าที่และความรับผิดชอบของคณะกรรมการของผู้ประกอบธุรกิจ บทบาทหน้าที่และความรับผิดชอบของคณะกรรมการของผู้ประกอบธุรกิจ D1 #1 x x

1.85691 TCAP 38,622,998 3.37127 TCC 115,548,116 8.29656 TCCC 50,860 0.00870 TCJ 521,426 0.49379 TCMC 69,012,949 9.04256 TCOAT 117,500 1.11905 TEAM 3,489,811 0.54780 TEAMG 65,400,950 9.61779 TEGH 27,182,347

1.32685 TCAP 33,910,719 2.95996 TCC 115,516,507 8.29429 TCCC 56,210 0.00961 TCJ 486,926 0.46112 TCMC 68,942,693 9.03336 TCOAT 117,500 1.11905 TEAM 2,957,421 0.46423 TEAMG 63,966,451 9.40683 TEGH 27,056,940