having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
of the year that such solicitations occurred. * Please note that CIS Operator who is offering foreign ETF in Thailand will have to comply with the requirements of the Stock Exchange of Thailand
specified in the contract is required such as sending a notice prior to filing a case. The SEC has been coordinating with Lawyers Council Under the Royal Patronage, the Stock Exchange of Thailand, and the
, principles and impacts of accounting standards on financial reporting. The relevant courses organized by official agencies related to the capital market including the Stock Exchange of Thailand, the
companies and life insurance companies, the short-term bills may be offered to HNW. [3] For listed companies on the Stock Exchange of Thailand that do not have any issue of good corporate governance in which
in the same nature as specified in the Notification of the Stock Exchange of Thailand. At least one person shall have knowledge and experience to review the reliability of financial statements
amending financial statements or reports pursuant to sections 56, 57 and 58 of the Securities and Exchange Act and is not being in the process of complying with the orders of the SEC or the Stock Exchange of
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions