? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, October 6, 2015 ? The SEC filed a criminal complaint against Penkae Katekaew and Tan Lethi with the Department of Special Investigation (DSI) for collusively seeking unlawful gain causing
The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as
กล่าวเปิดงาน และ Mr. Henry Tan, Treasurer of AFA และ Dr. Hendang Tanusdjaja, President of IAPI เป็นผู้กล่าวต้อนรับ เมื่อวันที่ 26 เมษายน 2565ทั้งนี้ งานดังกล่าวมีวัตถุประสงค์เพื่อสร้างความตระหนักรู้แก่
โดยมีผู้ร่วมเสวนา ได้แก่ Mr. Eugene Wong, CEO Sustainable Finance Institute Asia (ASIF) Mr. Izlan Zainal Abidin, Deputy Chief Executive SC Malaysia และ Ms. Gillian Koh Tan, Executive Director of
director, senior portfolio manager, Asia, Morgan Stanley Investment Management (6) Jenn-Hui Tan, global head of stewardship & sustainable investing, Fidelity International (7) Danielle Welsh-Rose, ESG
investment consultant of Krungsri Securities Public Company Limited (Krungsri Securities) and Apple Wealth Securities Public Company Limited as well as Onjira Yuwadee, a securities investment consultant and