I Code Related Documents Moving Forward Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have
I Code Related Documents Moving Forward Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to
, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business, etc. There are two types of administrative actions taken by the SEC Office
Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged
management company shall take the following actions: (1) Notify the SEC and the unitholders about the cause of the decrease in the asset values within three business days and about action plans to be taken
management company shall take the following actions: (1) Notify the SEC and the unitholders about the cause of the decrease in the asset values within three business days and about action plans to be taken
Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged
the SEC could refuse to accept the application; Having passed the test of competence or taken professional course prescribed (if any). Registration with the institute of appraisal profession It shall be
outstanding units over one year) Actions to be taken to comply with the “one-third" rule: Any person shall not hold investment units exceeding one-third of the total sold units of the mutual fund for longer