followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of Attorney form in case of authorizing another person to file complaint; 3. Details of the
, mobile phone numbers, email, addresses on identification cards, and gender, etc. The types of personal data the SEC Office will collect depends on the necessity of the SEC Office in the carrying out of
/ Mrs. นางสาว/ Ms. ชื่อ/ Name: นามสกุล/ SurName: โทรศัพท์/ Telephone No.: มือถือ/ Mobile No.: Email: รายละเอียด/ Details: แนบเอกสารเพิ่มเติม Add More Submit Delete ยืนยันการล้างข้อมูล × คุณต้องการ
/ Mrs. นางสาว/ Ms. ชื่อ/ Name: นามสกุล/ SurName: โทรศัพท์/ Telephone No.: มือถือ/ Mobile No.: Email: รายละเอียด/ Details: แนบเอกสารเพิ่มเติม Add More Submit Delete ยืนยันการล้างข้อมูล × คุณต้องการ
conduct, and (16) contact information (name of department or relevant person, phone number, and e-mail) for complaints, investor relations and the company secretary. Principle 7.1 The
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to
, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business, etc. There are two types of administrative actions taken by the SEC Office
Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged
management company shall take the following actions: (1) Notify the SEC and the unitholders about the cause of the decrease in the asset values within three business days and about action plans to be taken
management company shall take the following actions: (1) Notify the SEC and the unitholders about the cause of the decrease in the asset values within three business days and about action plans to be taken