shares at a discount causes dilution effect to the shareholders. Therefore, offers must be reasonable and there must be a process that allows shareholders who are affected by dilution to take part in the
consideration on which shall take the following factors into account; (a) difference of net assets and net liabilities shall not be less than paid-up registered capital in the amount specified in Section 96 of
-thirds of the NAV of the underlying fund, the mutual fund management company shall take the following actions: (1) Notify the SEC and the unitholders about the cause of the decrease in the asset values
-thirds of the NAV of the underlying fund, the mutual fund management company shall take the following actions: (1) Notify the SEC and the unitholders about the cause of the decrease in the asset values
Introduction SHARE : Detail Content Class Action is a type of civil proceedings whereby one or more plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the
condition or result of operation which the SEC may consider that the securities company severely suffers loss, the consideration on which shall take the following factors into account; (a) difference of
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the same rights deriving from the same facts and legal principle. In 1995, Class Action was
sale and allocation of units An offer for sale shall be carried out through an underwriter. The offeror may arrange proportions of units to be allocated to different groups of investors. This shall be