/LawandRegulations/ResourceCenter-GreenBond.aspx English (United States) ShareWarrant have control over the executives in risk management, financial management and business strategy. The securities issuing company
assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed-end funds (1) Calculate the NAV and investment unit value at the end of every
-end funds 6.2 Open-end funds 6.3 Mutual fund with investment in foreign assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed
. The above provisions do not apply to mutual fund that focus on a one-time investment strategy and have a term of less than one year as from the date of registration as mutual fund. An annual report
on a calendar year shall be submitted within 4 months from the end of each accounting period. The above provisions do not apply to mutual fund that focus on a one-time investment strategy and have a
) specified by the regulation. Net Capital Rule (NCR) The SEC applies the " net capital rule ( NCR )" approach, where securities and derivatives businesses are required to maintain “ net capital ( NC
have control over the executives in risk management, financial management and business strategy. The securities issuing company must disclose the minimum requirements in a format and within the
ควบคุมดูแลผู้บริหารทั้งในเรื่อง risk management, financial management และ business strategy ทั้งนี้ บริษัทที่ออกหลักทรัพย์ต้องเปิดเผยตามรายการขั้นต่ำในรูปแบบและตามระยะเวลาที่ประกาศกำหนด โดยข้อมูลที่ต้อง