transparency of the SEC’ s Operation 10/10 • For effectiveness, clarity and transparency of the SEC’ s operation • The operating plan of the SEC will be consistent with the National Strategy, the National

National Strategy and the National Economic and Social Development Plan. DIVISION 34 THE SELECTION COMMITTEE ______________ SECTION 31/3. 6 In the case where it is necessary to appoint commissioners in the

, efficiency, transparency of the capital market, and reducing financial systemic risk, and also in convergence with the National Strategy and the National Economic and Social Development Plan. 13 DIVISION 34

commence against the offender. SECTION 317/7 In cases where the Civil Sanction Committee deems it is appropriate to impose a civil sanction on the offender and has specified the approach for enforcing the

protecting investors, promoting fairness, efficiency, transparency of the capital market, and reducing financial systemic risk, and also in convergence with the National Strategy and the National Economic and