. ● Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities
account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC
with 25 regulatory agencies, comprising of 22 EU authorities and 3 European Free Trade Association (EFTA) authorities as listed in the table below. This MOU is a statement of intent to consult