the financial statements of the latest accounting year. (please use the table attached hereto). 11. In the case where the applicant has affixed signature in giving opinions on the auditing for less than

guidelines, the manual and the disclosure checklists available on the SEC website. Table of Contents Part 1: Business Operation Page 1. Policy and business overview 2. Nature of business 3. Rick factors 4

บัญชีผู้ใช้งานบุคคลภายนอก (EXAM) วันที่ ……... เดือน ……………………….. พ.ศ. ………. เรียน  Service Desk            ข้าพเจ้าใคร่ขอความอนุเคราะห์ Service Desk ดำเนินการมอบหมายให้ ชื่อ-นามสกุล

........ Year ............. Year ............. Year ............ Total assets Total liabilities Shareholders’ equity Total income Cost Net profits Earnings per share (EPS) Debt/equity ratio (D/E ratio) Return on

the Office of the Securities and Exchange Commission (“SEC Office”) prepare and submit the Audit Firm Profile and Details of the Audit Firms to which auditors are affiliated with the SEC Office. Table

”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. Table of Contents Page Part 1: Business Operation and

report with the Office on a monthly basis through Form Bor.Lor. 2 and Table Bor.Lor. 2/1 as attached to this Notification by the fourteenth day of the following month. (2) Report on margin accounts: Only

นิติบุคคลผู้มีหน้าที่ส่งข้อมูล (Outsource) ในระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก (EXAM) วันที่ ……... เดือน ……………………….. พ.ศ. ………. เรียน  Service Desk         ด้วย ………………………..…………………………………..………ซึ่งเป็น

information non-retrievable; 6. The intermediary should ensure that unattended user equipment has appropriate protection, and should adopt a clear desk policy to ensure that sensitive or critical information on

Internet trade clients, as defined in the table attached hereto. It should be required to monitor and analyze, based on the risk assessment of the organization, logs recorded from the use of critical