Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
VTA system Co.,Ltd. Website: www.vtasystem.com : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2012)
VTA system Co.,Ltd. Website: www.vtasystem.com : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2012)
language Encourage risk management by investment management operators ● Developed a risk monitoring and controlling system for equity funds ● Established guidelines for maintenance and monitoring of asset
formulating the structure and scope of responsibilities of sub-committees and steering groups, the Board employs a check and balance system and corporate governance principles to prevent conflicts of interest
security system must be in place, which includes system readiness, service continuity, and monitoring of business partners regarding IT security and customer data privacy protection. KBank will be able to
the Thai market. The plan gives special emphases on enhancement of market competitiveness, establishment of robust market infrastructure and development of risk management system. The SEC Board has laid
Committee Statement. (1) Supervisory Risks: To achieve supervisory objectives effectively, the SEC set up a risk management system that facilitates effective monitoring, assessing and handling of potential
information, the SEC relies on its vigorous audit inspection system to provide regular oversights on the works of the auditors. After the effective date of the SEC Notification on the Approval of Auditors in