period closing date, whichever is earlier. The 81-1 Short-Form must be made through the Stock Exchange of Thailand’s (SET) Electronic Information Transmission System and shall be deemed reporting to the
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
global effort to reduce carbon emissions leading to global warming. SEC has therefore upgraded the Online Fund Approval and Management System (“OFAM”) to accommodate paperless filings.Businesses can
, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators
reporting system of firms in the capital market. Furthermore, the quality control system of the audit firms greatly contributes to the quality performance of auditors. The SEC now requires that auditors in
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
to Action towards a Greener Financial System ซึ่งนายอาคม เติมพิทยาไพสิฐ รัฐมนตรีว่าการกระทรวงการคลัง ให้เกียรติกล่าวปาฐกถาพิเศษ โดยมี Ms. Gita Sabharwal ผู้ประสานงานสหประชาชาติประจำประเทศไทยกล่าว