securities analysis reports ● Established, in cooperation with the MOF, the BOT, and the SET, a system for immediate verification of news and rumours ● Prevented the use of unorganised market loans for
depositories shall set up a system for management and storage of information concerning their business operation in an efficient, concise, and complete manner, which also allows such information to be compiled
system through administrative measures such as limiting credit lines of clients in trading speculative stocks. 1.2 Review the SETûs operation on an ongoing basis as the SET is the front-line regulator
) initiatives; ë To propose an adoption of civil proceedings to further enhance effectiveness of the enforcement measures. SEC Integrity ë To set up a risk management system and establish a risk management
Party transaction. SeA: securities and exchange Act 1992 SeC: securities and exchange commission of thailand SePO: state enterprise Policy office SeT: stock exchange of thailand. SfiS: specialized
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readiness of the system. In addition, the SEC has also given approval to the SET rules that would allow the trading of options in that market. Development of Debt Instrument Market Debt instrument, apart from
Committee Statement. (1) Supervisory Risks: To achieve supervisory objectives effectively, the SEC set up a risk management system that facilitates effective monitoring, assessing and handling of potential
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