structure, operating system, and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023

asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94

(SSI) via internet trading system to resulting in trading such share which was not consistent with normal market in order to lure general public to trade such share. SEC Act S.243(2) Settlement

UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and

through the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board which is within February 28, 2022. However, the key financial ratio

Phi Phi Holiday Company Limited Phi Phi Holiday Company Limited, a securities issuer, failed to prepare and submit the audited financial statements for the year 2020 through the transmission system

Phi Phi Holiday Company Limited Phi Phi Holiday Company Limited, a securities issuer, failed to prepare and submit the key financial ratio report for the year 2020 through the transmission system of

transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board which is within September 30, 2021. However, the financial statements for the six-month

system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board which is within February 28, 2022. However, LIT submitted the key financial ratio report for the

notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately