the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke a private placement of debt securities, as the case may be: (1) the Thai government
any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke an offer for sale of a private placement of the debt securities, as the case may
provided as general criteria in Chapter 3 of this Part and Part 2; (2) criteria for private placement of structured notes shall be as provided as general criteria in Chapter 3 of this Part and Part 3; 2
for sale of debt securities shall comply with the following rules: (1) a public offering of debt securities shall comply with the provisions in Part 1 and Chapter 1 of Part 2; (2) a private placement of
with the counterparty and purchased securities; 6.5 calling for placement of additional money or securities from the counterparty when the value of securities received from repurchase transaction becomes
with the counterparty and purchased securities; 6.5 calling for placement of additional money or securities from the counterparty when the value of securities received from repurchase transaction becomes
following cases: (1) the public offering of newly issued bonds denominated in foreign currency shall be in accordance with the criteria set out under Part 2; (2) the private placement of newly issued bonds
and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records of assets of each client
and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records of assets of each client
ลงทุนในวงจ ากัดโดยเฉพาะเจาะจง1 (Private Placement : PP-วงแคบ) เป็นอย่างดีแล้วว่า “unrated bond ที่มีการเสนอขายแบบ PP-วงแคบ นั้น อาจมีความเสี่ยงด้านเครดิตและสภาพคล่องสูงกว่า ตราสารหนี้ทั่วไป นอกจากนี้ ยัง