Comments on: “Trading costs on the Stock Exchange of Thailand” Authors: Charoenwong C., Ding D.K., Jenwittayaroje N. Comments on: “Risk-taking behaviour during downturn: evidence of loss-chasing and

appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange

, directors, executives, or the related persons must be passed through approval procedures as defined in , for example, by the articles of corporation, the regulation of the Stock Exchange of Thailand and SEC

the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign

the manner that is distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate

distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to-date. Also, the

Jor 99/2552 Re: Provisions Relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand dated 4 November 2009; (2) The Notification of the Capital

established under a specific law as a financial institution under the law on interest on loan of the financial institutions. "Exchange" means the Stock Exchange of Thailand. 3 "terms and conditions" means

discount; (9) “Stock Exchange” means the Stock Exchange of Thailand. Chapter 1 Granting Approval Clause 3 This Notification shall be applicable to an offer for sale of newly- issued securities to the

credit foncier company under the Financial Institutions Businesses Act, B.E. 2551. “Stock Exchange” means the Stock Exchange of Thailand. “subordinated bond” means an unsecured bond where the rights of the