suspends the approval for the remaining period of approval. Clause 27 In cases where the facts appear as follows, the SEC Office may suspend or revoke its approval for auditor in the capital market as deemed

where the SEC Office declines to grant an approval, on its own discretion, under Clause 7, or prohibits to perform the duties, suspends or revokes an approval under Clause 8(2) and (3), or Clause 9(3), or

(b), (4) or (5); (4) the SEC Office revokes or suspends the approval for the remaining period of approval. 1 Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor

approval on the trust manager or suspends its business operation for more than ninety days under the under the Notification of the Securities and Exchange Commission regarding Rules, Conditions and

management company does not sell or repurchase investment units, or suspends accepting purchase or redemption orders under Clause 28(1), (2), or (3) longer than one business day, the mutual fund management

.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...