SEC to suspend functioning as appraisal company in capital market or being under the period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or
automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following actions: 1. Suspend a filing of a new application for normal or automatic approval
automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following actions: 1. Suspend a filing of a new application for normal or automatic approval
. The assets are seized or sequestered by the authority. (8) The SEC is empowered to instruct the mutual fund management company to suspend purchasing and redemption orders for no more than 20 business
. The assets are seized or sequestered by the authority. (8) The SEC is empowered to instruct the mutual fund management company to suspend purchasing and redemption orders for no more than 20 business
revoked or suspended for the remaining approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign auditors cannot maintain their
approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign auditors cannot maintain their qualifications, or b. foreign auditors
such securities company fails to rectify such matter within the aforementioned period, the SEC shall be empowered to order such securities company not to expand its business or suspend its business