with law controlling business undertaking of such legal entity; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within
show that its operational system will be prompt for operating securities business in the category of venture capital management; consideration on which will be taken into account its internal control
; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the
operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities
set aside reserve capital in accordance with law controlling business undertaking of such legal entity; (2) be able to show that its operational system will be prompt for operating securities business
of total shares sold of such legal entity; (3) 2 have objectives to operate securities business in the category as applying for license and other activities as permitted by the SEC; (4) be able to show
2012 16. Securities and Exchange Commission Office Lao PDR 29 June 2011 9 March 2014 17. Commission de Surveillance du Secteur Financier (CSSF) Luxembourg 28 November 2012 7 June 2021 (Information
) to show how the principles are applied. If signatories fail to apply the principles to their operation, they will be delisted. Participants >10,000 entities from 130 countries. It is “the
2555 16. Securities and Exchange Commission Office Lao PDR 29 มิถุนายน 2554 9 มีนาคม 2558 17. Commission de Surveillance du Secteur Financier (CSSF) Luxembourg 28 พฤศจิกายน 2555 7 มิถุนายน 2564