interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports
actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals
bank and responsible for regulating and licensing banks and other financial institutions. The Financial Institutions Business Act 2008 gives it broad authority to oversee bank corporate governance and
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the
against misconduct ë Issue rules and regulations governing securities issuance and offering for sale to the public ë Approve securities issuance and public offering ë Oversee information disclosure ë
Businesses of 2018 News Public information SET/ external party Complaint The SEC Office’s Surveillance System
their duties efficiently and effectively in the advancement and surveillance of listed companies’ financial statements and supervision of auditors’ work. Hence, the SEC regularly arranges internal
ตลาดทุน 1,500,000 จัดอบรมความรู้ด้านไซเบอร์ให้กับคณะกรรมการบริษัทของ ผู้ประกอบธุรกิจในภาคการเงิน และ ภาคตลาดทุน รายจ่ายท่ีใช้งบประมาณปกติ 37,131,000 4 ระบบ Market Surveillance ส าหรับ สินทรัพย์ดิจิทัล