actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals

minutes of the Board meetings in compliance with the corporate governance principles. This includes the monitoring of executions of the Board resolutions and orders. In 2006, there were 13 Board meetings

all 5 steps Pre-Listing & Listing Trade Surveillance Ongoing Obligations Escalation to Public Delisting1 2 3 4 5 Revise qualifications of companies to be listed on SET and mai Require consistent

Financial Statement Surveillance Workshop to be a platform for sharing of knowledge and experience from conducting reviews of audited financial statements. ACRA and other organizations, such as International

our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering

all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for

] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities

กระบวนการ Trade Surveillance กระบวนการ Ongoing Obligations กระบวนการ Escalation to Public กระบวนการ Delisting1 2 3 4 5 ปรับคุณสมบัติบริษัทที่จะเข้า จดทะเบียนทั้งในตลาด SET และ mai ปรับให้การเข้าจดทะเบียน ไม่

criteria for commercial lending policies, prioritizing risk assessment through prudent screening and close monitoring of borrowers, especially those in small and micro businesses. Moreover, we adjusted

Sukonthaman Office of the Secretary-General Mr.Thawatchai Pittayasophon (Acting) Enforcement department Ms.Supa Thamthitivat licensing department Mrs.Sureerut Suradecha Corporate Monitoring department Mr. Anek