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cases of listed companies offering shares or share warrants, the allotment to the related persons is permitted with disclosure of details on the allotment in notice calling for shareholders? meeting to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5628

Prohibition on the Allocation of IPO/PO Securities to Mutual Funds of Related Parties

securities to mutual funds of related parties. Such mutual funds of related parties are as follows: (1) a mutual fund that more than 50% of the total investment units sold are held by related parties, or (2) a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1225

SEC becomes a supporter of the Task Force on Climate-Related Financial Disclosures (TCFD supporter)

supporters. The TCFD recommendations support more effective climate-related disclosures that enable investors and stakeholders to analyze and compare climate-related risk management of businesses within the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8746

SEC public hearing on the proposed amendment of regulations related to the business operating system of mutual fund management.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=742

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulations Related to Infrastructure Fund & Trust’s High-Net-Worth Investors

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=793

SEC public hearing on proposed regulations related to issuance and offer for sale of Sustainability-linked Bond

is therefore proposing regulations related to issuance and offer for sale of SLBs that are in accordance with international practices and also made reference to conventional debt securities regulations

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8610

SEC warns BX clients of frauds related to digital asset/fund transfer perpetrated through websites or Facebook accounts

Bangkok, 2 September 2019 – The following release is in reference to the announcement of Bitcoin Co. Ltd. (BX) at 06.06 hours on 2 September 2019 regarding the company’s decision to discontinue digital asset exchange services and digital asset wallet services, which means all trading on the BX.in.th website will be stopped after 30 September 2019. Details are available at https://bx.in.th/.While closely monitoring the matter, the SEC has found that at around 08.30 hours on 2 September 2019...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648

SEC public hearing on draft amendments to the regulations related to repo/reverse repo agreement on listed securities and investment units with all types of investors

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse repo agreements of listed securities and investment units with both institutional investors and non-institutional investors. Thus, securities companies and investors will be able to use such repo/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8438

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

Regulation is expected to take effect in the third or fourth quarter this year. SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100

SEC exempts fees related to the establishment of SRI Fund and amendment to mutual fund scheme to be designated as SRI Fund in promoting sustainable and responsible investment

disclose related information in full in accordance with common disclosure standards. This is to allow investors to compare SRI Funds conveniently and have sufficient information for making informed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9806