. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
relevant securities clearing house or central securities depository to amend, repeal, or revise its existing rules or regulations, or take any action as the Capital Market Supervisory Board deems appropriate
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are
category of digital asset exchange https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
mutual fund selling agents ● Proposed to grant new mutual fund management license to increase a greater number of professionals ● Proposed to amend the Provident Fund Act for provident funds to invest
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are