สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech
In the event, Dr. Pichit Akaratit, SEC Chairman, honorably gave an opening remark. Whereas Ruenvadee Suwanmongkol, SEC Secretary-General, delivered welcome remark and stated the objectives of this symposium. More than 300 participants from both public and private sectors in the capital market as well as academic sector attended this event which held at World Ballroom, Centara Grand at Central World, Bangkok on 24 November 2020. SEC Chairman Pichit Akaratit noted: “Research is a process of...
inappropriate behaviors related to giving of investment advice to imply guarantee of returns or let investors expect returns without supporting information or documents. Investors are advised to study relevant
regard, governmental policy and a sound regulatory framework are among the key factors for supporting M&A efficiency without compromising the right balance between facilitating business transactions and
that enter the rehabilitation or bankruptcy process. We expect the sharing of information, knowledge, experiences and expertise will help to increase efficiency of our respective duty performance and to
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
become a part of the SEC Team supporting the strategic development of the Thai capital market. Special consideration will be given to applicants planning to pursue studies in Data Analytics, Financial
statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.
commitees, securities analysts and investors.?We expect that this latest collaboration with the FAP will provide more knowledge and understanding of the new auditor?s report criteria and encourage auditors
Framework, issuers planning to offer or list equity or plain debt securities can expect a shorter time-to-market and faster access to capital across signatory countries through a streamlined review process.In