Thailand to have become an official TCFD supporter* since 30 December 2020, which marks another important step to address the global trend of climate change management in the Thai capital market. Starting
เงินที่เกี่ยวข้องกับสภาพภูมิอากาศ (TCFD supporter) อย่างเป็นทางการ เมื่อวันที่ 30 ธันวาคม 2563 ซึ่งนับเป็นหน่วยงานภาครัฐแห่งแรกของไทยที่ร่วมเป็นผู้สนับสนุนดังกล่าว* ถือเป็นก้าวสำคัญที่แสดงให้ผู้ลงทุนทั่ว
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two
a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the