Office uses to increase or decrease the weight in considering the facts in general: (a) the involvement of a person in the prohibited characteristics such as being a principal, an user or a supporter, etc
fund management company to manage or to procure the benefit from property which the mutual fund purchase or rent; “Selling and redemption supporter” means any person which mutual fund management company
(company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and shall ensure
) _________________________________________ (company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and
signs shall state his/her full name and capacity and shall ensure the declaration is dated.) Form updated as of June 2021 Name of foreign collective investment scheme (CIS): Home jurisdiction: Name of
authorised person of the Qualifying CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) (name of the Qualifying CIS Operator) (name of the
undertaking of any business or bankrupt, a receiver, a liquidator or any other person empowered by law to act in the similar capacity as the aforementioned persons, as the case may be, shall undertake necessary
) …....…………… Company, have already been explained on the risk involving in futures trading as specified above by the.......................................... company, in the capacity of my derivatives broker. (signed
authorised person of the CIS Operator of the Foreign ETF. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) (name of the CIS Operator of the foreign
the company to select a person with knowledge and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the