stakeholders. As the market became more developed, new products were introduced and three laws were promulgated to support continuing development of instruments and transactions, namely the Derivatives Act B.E
effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange
effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange
Doing Business, currently known as the Business Enabling Environment (BEE) project. The BEE project is expected to introduce new approach for assessing the business and investment climates from the
Doing Business, currently known as the Business Enabling Environment (BEE) project. The BEE project is expected to introduce new approach for assessing the business and investment climates from the
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Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
Investment Trusts Experiences Chief Executive Officer, Association of Investment Management Companies (AIMC) Director of AIMC Member of TBMA Market Practice Committee Member of Capital Market
/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case
accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and making investment decisions with confidence; being treated fairly in securities trading