knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
auditing by the auditor approved by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the
by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the case where a digital asset
, appointment, dismissal and discipline for personnel and employees of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1) 4 the prescription of a guideline
of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1)4 the prescription of a guideline for consideration of any potential issues which may arise
said person; (1) gives information, cooperates or giving assistance by any means to the SEC, the Capital Market Supervisory Board or the Office in cases where the officer, the employee or such other
submit a report on such hearing to the Capital Market Supervisory Board in support of the consideration for approval on the proposed rules. The Capital Market Supervisory Board’s approval under the first
submit a report on such hearing to the Capital Market Supervisory Board in support of the consideration for approval on the proposed rules. The Capital Market Supervisory Board’s approval under the first
hearing in support of the consideration for approval of the proposed rules or regulations. The approval of the rules or regulations in accordance with the third paragraph and the arrangement of a hearing in
) repurchasing of shares or selling of the repurchased shares in the share repurchase project in accordance with the regulations issued by the board of directors of the Securities Exchange under this Act; (3