and Exchange Act (No. 5) B.E. 2559”. SECTION 2. This Act shall come into force on the following date of its publication in the Government Gazette. SECTION 3. The following provision shall be added as
. SECTION 3 The following provision shall be added as Section 4/1 of the Securities and Exchange Act B.E. 2535: *Readers should be aware that only the original Thai text has legal force. The English
Office of the Securities and Exchange Commission, for the convenience of those not familiar with the written Thai language. Every effort has been made to convey the meaning and effect of each provision of
OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, FOR THE CONVENIENCE OF THOSE NOT FAMILIAR WITH THE WRITTEN THAI LANGUAGE. EVERY EFFORT HAS BEEN MADE TO CONVEY THE MEANING AND EFFECT OF EACH PROVISION OF
this Act contains certain provision relating to the restriction of rights and liberties of persons which Section 29, in conjunction with Section 41, Section 43 and Section 44 of the Constitution of the
the notification of the SEC. The provision of the first paragraph shall not apply to a derivatives advisor. SECTION 28. A derivatives business operator shall prepare and submit financial statements to
in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom. "securities dealing" means a purchase, sale or
. "securities brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration
Provident Fund Act (No. 4) B.E. 2558”. SECTION 2. This Act shall come into force on and from the ninetieth day following the date of its publication in the Government Gazette. SECTION 3. The provision in the