Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors
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resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
the ARFP project and its development, please click here . Regulatory Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms List of approved ARFP Passport Funds
June 2016 and implemented in 2018. Please click here for the MOC and its Annexes. For further detail about the ARFP project and its development, please click here . Regulatory Summary Related
Operators > Intermediaries Regulations Regulations SHARE : Detail Content Intermediaries Rela te d Rules and Regulations The Notification of the Capital Market Supervisory Board No. TorThor
> Regulations > Fundraising > Equity Instrument > Transferable Subscription Rights Regulations SHARE : Detail Content Equity Instruments Transferable Subscription Rights (TSR) Regulatory Summary