Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
Management Policy and Development Department Director, Corporate Finance - Debt and Other Products Department Citibank, N.A. Bangkok Mutual Fund Supervisor Mrs. Pornanong Budsaratragoon Ms
Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and
Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice Experiences Independent Director, Audit Committee Member, and Corporate Governance Committee Member
., investment consultants 1 and listed companies 2 ______________________________ 1 In case https://www.sec.or.th/EN/Pages/AboutUs/SECPeople.aspx English (United States) SECDoc Solicitation or advice on
information or advice by insurance broker ● Unable to claim insurance compensation Office of the Insurance Commission (OIC) Telephone: 1186 Website: www.oic.or.th ● Poor consumer product quality Office of
businesses and entities in the Thai capital market. Our services include provision of information and advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions
advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions Abritation For filing a complaint or sending an inquiry, please use any of the following channels (24
://www.sec.or.th/EN/Pages/AboutUs/SEC_sethaput.aspx English (United States) SECDoc Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude
______________________________ 1 In case https://www.sec.or.th/EN/Pages/AboutUs/SECPeople.aspx English (United States) SECDoc Solicitation or advice on securities or derivatives investment based on the value of the underlying