person against whom the complaint is filed, i.e., full name, mailing address, phone number of intermediary / listed company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please
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Niyamanusorn Assistant Secretary-General (Market Supervision and IT Audit ) e-mail : nataya@sec.or.th Tel. : +66 2033 9889 Ms. Charuphan Intararoong Assistant Secretary-General (Investment Management
: Detail Content SEC Help Center Matters under the SEC Responsibility SEC Help Center can assist you with matters under its supervision in accordance with the governing laws . Conducts liable to the
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective
. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective