UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
February 17, 2014. The financial statements did not comply with the Accounting Standard. That is, the company realized the gain from selling the capital investment in its subsidiary and booked in the
Profit Gain Asia Ltd. Between April 10 to 28 August , 2014 Profit Gain Asia Ltd. (“PFAL”) , fail to reported the disposal of Natural Park Public Company (“N-PARK”) which changed its name to U City
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients
securities business. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and
license from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits
from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and
material to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
to SEC Office within the period pf time specified in the notification of the Capital Market Supervisory Board. So that the such shares disposal held by himself and Profit Gain Asia Ltd. , his