following: The Thai Bond Market Association The Association of Thai Securities Companies The Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act
highest responsibility in Accounting and Finance (“CFO") and the person assigned to the direct responsibility of supervising accounting preparation (“Chief Accountant") are required to have an education
sufficient and reliable for supervising its auditor's work in compliance with the professional standards on a continuous basis. Such audit quality management system shall comply with the international standard
Firm Qualifications having audit quality mangement system which is sufficient and reliable for supervising its auditor'work in compliance with the professional standards on a continuous basis. Such
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
> Private Funds or Provident Funds Regulations SHARE : Detail Content Private Funds or Provident Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2
> Mutual Fund > Private Funds or Provident Funds > Management of private funds or provident funds Regulations SHARE : Detail Content Private Funds or Provident Funds 2. Management of private funds or