, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply with the
exemption or light-touch track for offers made to sophisticated investors or private placements. However, the SEC proposes that ICO for “investment participation” be initially allowed for institutional
, businesses and payment have shifted into the digital realm. Meanwhile, cyber threats have become more sophisticated, as seen from their application of state- of-the-art technologies. Against this backdrop
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
supervising the securities company under the first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able
because the purchasers possess the sophisticated knowledge, ability, expertise and many years of experiences in the business of wood manufacturing and distributing as well as other related businesses such
ให้ลงทุนโดยตรงได้เช่นกัน แต่ผู้ลงทุนประเภทดังกล่าวอาจมิได้มีศักยภาพในการลงทุน/ 6 เรื่อง ความเห็นของผู้ประกอบธุรกิจ ความเห็นของส านกังาน การรับความเสี่ยง (sophisticated) และดูแลตนเองได้ เช่นเดียวกับผู้
(2019) Re: Regulations for Supervising Information Technology Risk of Financial Institutions dated October 1, 2019, which was published in the Government Gazette on November 14, 2019, effective November
commercial benefits. This is because the purchasers possess the sophisticated knowledge, ability, expertise and many years of experiences in the business of wood manufacturing and distributing as well as other