Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a
changes in the company. ACROnymS ASeAn: Association of southeast Asian nations BoT: Bank of thailand CeO: chief executive officer. this is used as a synonym for managing director. CG: corporate governance
enhancement in a number of markets. Large listed companies have sought to enhance their corporate governance as a means of both improving control mechanisms and better managing risks, and last but not least, to
performance for three-month period ended 30 September 2017 compared to the prior year was decreasing in net profit amounting to Baht 28.17 million or 38.62% because of the following main reasons. 1.1 Revenue
listed companies’ financial statements, being an auditor for non-listed companies’ financial statements, and being responsible for managing and supervising their audit firms’ quality control system for
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
events affect agricultural production and farm prices – the main source of income for the majority of Thai people – and thus have repercussions for businesses dependent mainly on domestic consumption
, compared to 117 percent in 2006. Apart from being the main pillar supporting the fund mobilization among participants in the capital market, the SEC continued to promote diversification and innovation of