Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator

chart of REIT management structure together with brief explanation to identify the persons involved in REIT management for investors understanding on overview of REIT business operation; in this respect

the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such

knowledge and skills, such as an internal or external auditor, and submit to the SEC Office once a year a report on said review, monitoring, and examination, together with an examination plan specifically

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

and Section 83; (3) in the case of other asset, the derivatives clearing house shall store it together with the evidence that the asset belongs to a particular member or a client of a particular member

B.E 2535 (SEA) must comply with the relevant Thai laws and regulations and the guidelines, circulars, and other requirements as may be issued by the SEC from time to time (together with the SEA, the

asset used as a collateral shall be identified together with the limit of the obligations. In cases where the Company or a subsidiary has intangible assets which are significant to business undertaking

, together with an examination plan specifically designed to suit the level of risks for the particular organization, within sixty days from submission of said report to the board of directors or the working

all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for