will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) ​​ ​ ​ Our Roles How We Regulate SEC

of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand

guidelines ​ ​Auditing Mechanism and Balances​   The SEC Board is empowered to appoint the Audit Committee​ to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure

 means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license