supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
has arranged an efficient disclosure system to ensure that the material information on REIT has been disclosed correctly and completely, and REIT manager has supervised the compliance with such
, REPUBLIC OF KR HEARD ISLAND AND MCDONALD ISLANDS HM KUWAIT KW HOLY SEE VA KYRGYZSTAN KG HONDURAS HN LAO PEOPLE'S DEMOCRATIC REPUBLIC LA HONG KONG HK LATVIA LV HUNGARY HU LEBANON LB ICELAND IS LESOTHO LS
GUYANA GY KOREA (DEMOCRATIC PEOPLE'S REPUBLIC OF) KP HAITI HT KOREA, REPUBLIC OF KR HEARD ISLAND AND MCDONALD ISLANDS HM KUWAIT KW HOLY SEE VA KYRGYZSTAN KG HONDURAS HN LAO PEOPLE'S DEMOCRATIC REPUBLIC LA
Changes in Computer Systems relating to Trading Services with respect to Derivatives __________________ Clause 27 To ensure that the overall business operation of a derivatives exchange is supervised in an
efficient disclosure system to ensure that the material information of the Company and the subsidiaries is disclosed accurately and completely, and has supervised compliance with such disclosure system; (3
Settlement Services with respect to Derivatives __________________ Clause 38 To ensure that the overall business operation of derivatives clearing houses is supervised in an orderly, effective, and timely
supervised by the SFC). The Securities and Exchange Commission, Thailand 333/3, Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand Website: www.sec.or.th Email: mrfhongkong@sec.or.th Page 11